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Amid shifts in the capital market environment and evolving industry policies, the securities industry has undergone rapid structural changes throughout the 2010s. In particular, the expansion of investment banking and proprietary trading has increase...

In the prolonged low interest rate environment following the 2008 financial crisis, equity-linked securities (ELS) gained popularity among investors due to their higher returns compared to traditional deposits. As the ELS market expanded rapidly, ban...

As the sales of complex and high-risk financial products, such as Hong Kong H-index ELS and interest rate-linked DLF, have increased, the amount of damage to financial consumers due to mis-selling has also risen. Despite substantial financial losses ...

Since the Covid-19 pandemic, the demand for wealth management services has been rapidly rising among not only high-net-worth individuals but also the mass affluent. Against this backdrop, financial firms have been making multifaceted efforts to compe...